So what are you accusing Carter of doing that would be fraudulent. I have never seen the SEC take action against a CEO for not filing any financial information - or for being revoked. The Common shareholders are always last in line to be paid - according to the Carter waterfall there isn't any money for the UOIP shareholders. Neither the SEC or the State of Delaware are going to file a complaint against Carter. The shareholder are going to have to hire an attorney - and the only malfeasance I see is the Corporation that Carter created. Didn't he create the Corp after UOIP was a private company? But shareholders were warned that Carter was setting everything up to prevent the shareholders from receiving any part of a settlement. So look in the mirror and shareholders will see who is responsible for their losses. IG