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Re: dr_lowenstein post# 241776

Sunday, 11/22/2020 11:41:37 AM

Sunday, November 22, 2020 11:41:37 AM

Post# of 330275
“Respondent K. Whelan be, and hereby is, barred, for a period of 1 year, from participating in an offering of penny stock, including engaging in activities with a broker, dealer, or issuer for purposes of issuing, trading, or inducing or attempting to induce the purchase or sale of any penny stock. A penny stock is any equity security that has a price of less than five dollars, except as provided in Rule 3a51-1 under the Exchange Act [17 C.F.R. 240.3a51-1].”

Sorry, past history. From 2018. This is 2020. Wrong info again.