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was16

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was16

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Re: Garden Rose post# 52057

Thursday, 11/19/2020 10:57:45 AM

Thursday, November 19, 2020 10:57:45 AM

Post# of 59315
Once again, FINRA receives, reviews and is responsible to approve the Form 211....NOT the SEC. The SEC suspended SOLI and FINRA does get info. from the SEC but it is FINRA who will approve a form 211.
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