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Re: daiello post# 49938

Friday, 09/11/2020 3:50:40 PM

Friday, September 11, 2020 3:50:40 PM

Post# of 59309
So the plot thickens (or thins depending upon how you look at it).

So SOLEI is NOT waiting on the SEC as folks are posting (and bashing the SEC)?

However, as I understand it, the Form 211 is a FINRA form that must be filled out by MARKET MAKERS but first must satisfy all the requirements of Rule 15c2-11 and FINRA rule 6432 (unless member is exempt).

So why are posters "waiting on the company"?

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