Niocorp Developments Ltd (NB)

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Except your numbers include unexercised options. If those options expire, the real share ownership is shown in red.


Name and Address of
Beneficial Owner Position Amount and Nature of Beneficial Ownership (1) Percent of Common Shares

Mark A. Smith, PE, Esq
Highlands Ranch, Colorado, USA President, Chief Executive Officer and Chairman 20,260,445 (2) 9.92 %

As of September 12, 2019, Mr. Smith beneficially owns 18,885,445 outstanding Common Shares

Neal Shah
Superior, Colorado, USA Chief Financial Officer 1,304,500 (3) 0.64 %

As of September 12, 2019, Mr. Shah beneficially owns 54,500 outstanding Common Shares.

Scott Honan
Centennial, Colorado, USA Vice President, Business Development 1,030,000 (4) 0.51 %

As of September 12, 2019, Mr. Honan beneficially owns 130,000 outstanding Common Shares.

John Ashburn, Jr.
Littleton, Colorado, USA Vice-President, General Counsel and Corporate Secretary 1,924,452 (5) 0.94 %


Jim Sims
Golden Colorado, USA Vice-President, External Affairs 708,419 (6) 0.35 %

As of September 12, 2019, Mr. Sims beneficially owns 8,419 outstanding Common Shares.

Joseph A. Carrabba
Key Largo, Florida, USA Lead Director 1,175,000 (7) 0..58 %

As of September 12, 2019, Mr. Carrabba beneficially owns 100,000 outstanding Common Shares.

Michael Morris
San Luis Obispo, California, USA Director 530,250 (8) 0..26 %

As of September 12, 2019, Mr. Morris beneficially owns 55,250 outstanding Common Shares.

David C. Beling
Grand Junction, Colorado, USA Director 850,000 (9) 0.42 %

As of September 12, 2019, Mr. Beling beneficially owns 350,000 outstanding Common Shares held in the name of The Beling Family Trust.

Anna Castner Wightman
Omaha, Nebraska, USA Director 527,000 (10) 0.26 %

As of September 12, 2019, Ms. Wightman beneficially owns 2,000 outstanding Common Shares.


From the 2019 proxy statement.

https://www.sec.gov/Archives/edgar/data/1512228/000121390019018448/def14a0919_niocorpdevelop.htm