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Friday, August 21, 2020 1:32:40 AM
As of August 25, 2017, the Company had 202,841,546 Common Shares issued and outstanding. The following table sets forth the beneficial ownership of the Company’s Common Shares as of August 25, 2017, by each person who serves as a director and/or an executive officer of NioCorp on that date, and the number of shares beneficially owned by all of the Company’s directors and named executive officers as a group:
Name and Address of
Beneficial Owner Position Amount and Nature of Beneficial Ownership (1) Percent of Common Shares
Mark A. Smith, PE, Esq
Highlands Ranch, Colorado, USA President, Chief Executive Officer and Chairman 20,260,445 (2) 9.92 %
Neal Shah
Superior, Colorado, USA Chief Financial Officer 1,304,500 (3) 0.64 %
Scott Honan
Centennial, Colorado, USA Vice President, Business Development 1,030,000 (4) 0.51 %
John Ashburn, Jr.
Littleton, Colorado, USA Vice-President, General Counsel and Corporate Secretary 1,924,452 (5) 0.94 %
Jim Sims
Golden Colorado, USA Vice-President, External Affairs 708,419 (6) 0.35 %
Joseph A. Carrabba
Key Largo, Florida, USA Lead Director 1,175,000 (7) 0..58 %
Michael Morris
San Luis Obispo, California, USA Director 530,250 (8) 0..26 %
David C. Beling
Grand Junction, Colorado, USA Director 850,000 (9) 0.42 %
Anna Castner Wightman
Omaha, Nebraska, USA Director 527,000 (10) 0.26 %
All current directors, executive officers and named executive officers as a group (9 persons) 28,310,066 13.44 %
Recent NB News
- Form 4 - Statement of changes in beneficial ownership of securities • Edgar (US Regulatory) • 02/16/2024 04:28:49 PM
- Form 4 - Statement of changes in beneficial ownership of securities • Edgar (US Regulatory) • 02/15/2024 10:02:51 PM
- Form 4 - Statement of changes in beneficial ownership of securities • Edgar (US Regulatory) • 02/15/2024 10:01:47 PM
- Form 4 - Statement of changes in beneficial ownership of securities • Edgar (US Regulatory) • 02/15/2024 10:01:29 PM
- Form 4 - Statement of changes in beneficial ownership of securities • Edgar (US Regulatory) • 02/15/2024 10:00:51 PM
- Form 4 - Statement of changes in beneficial ownership of securities • Edgar (US Regulatory) • 02/15/2024 10:00:33 PM
- Form 4 - Statement of changes in beneficial ownership of securities • Edgar (US Regulatory) • 12/22/2023 09:00:27 PM
- Form D - Notice of Exempt Offering of Securities • Edgar (US Regulatory) • 12/21/2023 09:45:51 PM
- Form 8-K - Current report • Edgar (US Regulatory) • 12/20/2023 09:55:17 PM
- Form 4 - Statement of changes in beneficial ownership of securities • Edgar (US Regulatory) • 11/17/2023 09:30:58 PM
- Form 4 - Statement of changes in beneficial ownership of securities • Edgar (US Regulatory) • 11/17/2023 09:30:47 PM
- Form 4 - Statement of changes in beneficial ownership of securities • Edgar (US Regulatory) • 11/17/2023 09:30:35 PM
- Form 8-K - Current report • Edgar (US Regulatory) • 09/13/2023 12:30:19 PM
- Form 8-K - Current report • Edgar (US Regulatory) • 09/12/2023 09:01:20 PM
- Form 8-K - Current report • Edgar (US Regulatory) • 09/07/2023 12:30:18 PM
- Form 8-K - Current report • Edgar (US Regulatory) • 09/06/2023 12:30:17 PM
- Form 8-K - Current report • Edgar (US Regulatory) • 09/01/2023 08:30:22 PM
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