NorthWest Biotherapeutics Inc (NWBO)

[ae kusterer]

NWBO just announced in an SEC filing raising $5.5 million in straight debt.No Equity.



ae kusterer Thursday, 08/20/20 06:07:27 PM
Re: None 0
Post #
301286
of 301289
What is the modus operandi of Iliad Research and Trading? Is this their second loan? Straight debt; no equity;8%, with 10% purchase discount.3 years. https://www.sec.gov/ix?doc=/Archives/edgar/data/1072379/000110465920097276/tm2029106d1_8k.htm


Items 1 - 40 0001072379 Filings RSS Feed
Filings Format Description Filed/Effective File/Film Number
8-K Documents Interactive Data Current report, items 1.01 and 2.03
Acc-no: 0001104659-20-097276 (34 Act) Size: 196 KB 2020-08-20 001-35737
201120593
10-Q Documents Interactive Data Quarterly report [Sections 13 or 15(d)]
Acc-no: 0001104659-20-092797 (34 Act) Size: 9 MB 2020-08-10 001-35737
201089950
424B5 Documents Prospectus [Rule 424(b)(5)]
Acc-no: 0001104659-20-092026 (33 Act) Size: 376 KB 2020-08-07 333-234248
201085596
4 Documents Statement of changes in beneficial ownership of securities
Acc-no: 0001104659-20-080814 Size: 8 KB 2020-07-02
4 Documents Statement of changes in beneficial ownership of securities
Acc-no: 0001104659-20-080813 Size: 5 KB 2020-07-02
4 Documents Statement of changes in beneficial ownership of securities
Acc-no: 0001104659-20-080811 Size: 5 KB 2020-07-02
4 Documents Statement of changes in beneficial ownership of securities
Acc-no: 0001104659-20-080807 Size: 5 KB 2020-07-02
4 Documents Statement of changes in beneficial ownership of securities
Acc-no: 0001104659-20-080808 Size: 8 KB 2020-07-02
4 Documents Statement of changes in beneficial ownership of securities
Acc-no: 0001104659-20-080810 Size: 8 KB 2020-07-02
4 Documents Statement of changes in beneficial ownership of securities
Acc-no: 0001104659-20-080812 Size: 8 KB 2020-07-02
4 Documents Statement of changes in beneficial ownership of securities
Acc-no: 0001104659-20-080809 Size: 5 KB 2020-07-02
4 Documents Statement of changes in beneficial ownership of securities
Acc-no: 0001104659-20-080806 Size: 5 KB 2020-07-02
424B5 Documents Prospectus [Rule 424(b)(5)]
Acc-no: 0001104659-20-077525 (33 Act) Size: 363 KB 2020-06-26 333-234248
20994957
10-Q Documents Interactive Data Quarterly report [Sections 13 or 15(d)]
Acc-no: 0001104659-20-076154 (34 Act) Size: 7 MB 2020-06-24 001-35737
20983455
10-K/A Documents [Amend] Annual report [Section 13 and 15(d), not S-K Item 405]
Acc-no: 0001104659-20-076152 (34 Act) Size: 81 KB 2020-06-24 001-35737
20983451
424B5 Documents Prospectus [Rule 424(b)(5)]
Acc-no: 0001104659-20-072809 (33 Act) Size: 366 KB 2020-06-12 333-234248
20959921
8-K Documents Current report, item 5.02
Acc-no: 0001104659-20-070902 (34 Act) Size: 17 KB 2020-06-08 001-35737
20949726
8-K Documents Current report, item 5.02
Acc-no: 0001104659-20-069884 (34 Act) Size: 19 KB 2020-06-04 001-35737
20943677
424B5 Documents Prospectus [Rule 424(b)(5)]
Acc-no: 0001104659-20-067868 (33 Act) Size: 370 KB 2020-05-29 333-234248
20929525
8-K Documents Current report, items 1.01 and 2.03
Acc-no: 0001104659-20-066499 (34 Act) Size: 17 KB 2020-05-27 001-35737
20916219
8-K Documents Current report, item 8.01
Acc-no: 0001104659-20-064325 (34 Act) Size: 21 KB 2020-05-20 001-35737
20898889
NT 10-Q Documents Notification of inability to timely file Form 10-Q or 10-QSB
Acc-no: 0001104659-20-060182 (34 Act) Size: 21 KB 2020-05-12 001-35737
20869210
4 Documents Statement of changes in beneficial ownership of securities
Acc-no: 0001104659-20-055770 Size: 8 KB 2020-05-01
8-K Documents Current report, item 5.07
Acc-no: 0001104659-20-050392 (34 Act) Size: 28 KB 2020-04-23 001-35737
20811783
424B5 Documents Prospectus [Rule 424(b)(5)]
Acc-no: 0001104659-20-045246 (33 Act) Size: 375 KB 2020-04-09 333-234248
20785510
8-K Documents Current report, items 1.01 and 2.03
Acc-no: 0001104659-20-041889 (34 Act) Size: 18 KB 2020-04-01 001-35737
20765896
DEF 14A Documents Other definitive proxy statements
Acc-no: 0001104659-20-039528 (34 Act) Size: 3 MB 2020-03-27 001-35737
20750860
10-K Documents Interactive Data Annual report [Section 13 and 15(d), not S-K Item 405]
Acc-no: 0001104659-20-034145 (34 Act) Size: 10 MB 2020-03-16 001-35737
20717959
424B5 Documents Prospectus [Rule 424(b)(5)]
Acc-no: 0001104659-20-024313 (33 Act) Size: 356 KB 2020-02-24 333-234248
20645295
4 Documents Statement of changes in beneficial ownership of securities
Acc-no: 0001104659-20-011526 Size: 4 KB 2020-02-05
424B5 Documents Prospectus [Rule 424(b)(5)]
Acc-no: 0001104659-20-004348 (33 Act) Size: 349 KB 2020-01-15 333-234248
20528715
424B5 Documents Prospectus [Rule 424(b)(5)]
Acc-no: 0001104659-20-000953 (33 Act) Size: 351 KB 2020-01-03 333-234248
20506548
3 Documents Initial statement of beneficial ownership of securities
Acc-no: 0001104659-19-075226 Size: 3 KB 2019-12-20
8-K Documents Current report, item 5.02
Acc-no: 0001104659-19-072581 (34 Act) Size: 20 KB 2019-12-13 001-35737
191284840
10-Q Documents Interactive Data Quarterly report [Sections 13 or 15(d)]
Acc-no: 0001104659-19-062726 (34 Act) Size: 9 MB 2019-11-12 001-35737
191210802
EFFECT Documents Notice of Effectiveness
Acc-no: 9999999995-19-002446 (33 Act) Size: 1 KB 2019-10-31 16:00:00 333-234248
191185072
CORRESP Documents [Cover]Correspondence
Acc-no: 0001104659-19-057265 Size: 16 KB 2019-10-29
424B5 Documents Prospectus [Rule 424(b)(5)]
Acc-no: 0001104659-19-056954 (33 Act) Size: 366 KB 2019-10-28 333-213777
191173787
UPLOAD Documents [Cover]SEC-generated letter
Acc-no: 0000000000-19-014919 Size: 46 KB 2019-10-28
424B5 Documents Prospectus [Rule 424(b)(5)]
Acc-no: 0001104659-19-055013 (33 Act) Size: 367 KB 2019-10-18 333-213777
191158465
https://www.sec.gov/cgi-bin/browse-edgar