Avid Bioservices Inc (CDMO)

[cjgaddy]

re: Large+INST, these are the 2 that for me are tough to track/confirm. They are via 13G’s, and not via Nasdaq 13F’s. I honestly am never totally sure we can rely on the latest, often dated, 13G’s that we see. Always something with these things that drive you crazy. If anybody has any insight, please help me.

#2. Eastern Capital (Kenneth Dart): 4,300,992 7.6% (a/o 8-21-19 14A: https://tinyurl.com/y9c972fa - based on 13G filed 11-2015)
#3. Tappan Street (Prasad Phatak): 4,285,000 7.6% (a/o 12-31-19 13G: https://tinyurl.com/wlcwnnv )

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12 LARGEST SHAREHOLDERS:
1. IsZo Capital Mgt. (Brian Sheehy): 5,645,701 10.0% (+1,425,553 a/o 3-31-20 Nasdaq Inst.)
2. Eastern Capital (Kenneth Dart): 4,300,992 7.6% (a/o 8-21-19 14A: https://tinyurl.com/y9c972fa - based on 13G filed 11-2015)
3. Tappan Street (Prasad Phatak): 4,285,000 7.6% (a/o 12-31-19 13G: https://tinyurl.com/wlcwnnv )
4. Blackrock Inc. (Larry Fink): 3,881,521 6.9% (-52,910 a/o 3-31-20 Nasdaq Inst.)
=>5. Millennium Mgt. (Israel Englander) 2,992,385 5.3% (+2,292,216 a/o 7-21-20 13G: https://tinyurl.com/yydztxkv )
6. Vanguard Group 2,638,045 4.7% (+57,499 q/e 3-31-20 Nasdaq Inst.)
7. Snyder Capital 2,280,905 4.0% (+98,519 a/o 3-31-20 Nasdaq Inst.)
8. Altravue Capital 1,950,355 3.5% (-261,087 a/o 3-31-20 Nasdaq Inst.)
9. Sargent Invest. Grp. 1,165,997 2.1% (+204,415 a/o 3-31-20 Nasdaq Inst.)
10. State Street 1,038,673 1.8% (-21,871 a/o 3-31-20 Nasdaq Inst.)
11. Geode Capital 740,689 1.3% 42,493 (+42,493 a/o 3-31-20 Nasdaq Inst.)
12. Silvercrest Asset Mgt. 895,551 1.3% (+159,408 a/o 6-30-20 Nasdaq Inst.)

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UPDATE 7-21-20/13G: Millennium Mgt.(Israel Englander) adds +2,292,216sh, now 5.3% stake w/2,992,385sh. This moves INST.+LARGE to 39,174,987 69.3%. (7-22-2013G: https://tinyurl.com/yydztxkv )
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