Avid Bioservices Inc (CDMO)

[cjgaddy]

7-22-20/13G: Millennium adds +2,292,216sh, eff. July16 moves to 5.3% stake @2,992,385 shares. Keeping the Nasqaq Inst. figures at 3-31-20 (most won’t update to 6-30-20 until Aug15), these are the latest known Large Ownership figures:

Total INST.+LARGE Holdings now 39,174,987 69.3% (3-31-20 + 7-22-20/Millenium 13G)
28,296,779 50.1% INSTITUTIONS (a/o 3-31-20)
https://www.nasdaq.com/symbol/cdmo/institutional-holdings
+ 10,878,208 19.2% LARGE SHAREHOLDERS via Forms13/14 (EasternCap/Dart8-2019, Tappan/12-2019, Millennium/7-2020) – ie, not in Nasdaq Inst. List.
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= 39,174,987 69.3%
Note: Ownership %’s based on 56,511,294 shares o/s. common O/S at 6-19-20 (10K: https://tinyurl.com/yak25nco )

12 LARGEST SHAREHOLDERS:
1. IsZo Capital Mgt. (Brian Sheehy): 5,645,701 10.0% (+1,425,553 a/o 3-31-20 Nasdaq Inst.)
2. Eastern Capital (Kenneth Dart): 4,300,992 7.6% (a/o 8-21-19 14A: https://tinyurl.com/y9c972fa - based on 13G filed 11-2015)
3. Tappan Street (Prasad Phatak): 4,285,000 7.6% (a/o 12-31-19 13G: https://tinyurl.com/wlcwnnv )
4. Blackrock Inc. (Larry Fink): 3,881,521 6.9% (-52,910 a/o 3-31-20 Nasdaq Inst.)
=>5. Millennium Mgt. (Israel Englander) 2,992,385 5.3% (+2,292,216 a/o 7-21-20 13G: https://tinyurl.com/yydztxkv )
6. Vanguard Group 2,638,045 4.7% (+57,499 q/e 3-31-20 Nasdaq Inst.)
7. Snyder Capital 2,280,905 4.0% (+98,519 a/o 3-31-20 Nasdaq Inst.)
8. Altravue Capital 1,950,355 3.5% (-261,087 a/o 3-31-20 Nasdaq Inst.)
9. Sargent Invest. Grp. 1,165,997 2.1% (+204,415 a/o 3-31-20 Nasdaq Inst.)
10. State Street 1,038,673 1.8% (-21,871 a/o 3-31-20 Nasdaq Inst.)
11. Geode Capital 740,689 1.3% 42,493 (+42,493 a/o 3-31-20 Nasdaq Inst.)
12. Silvercrest Asset Mgt. 736,143 1.3% (+173,411 a/o 3-31-20 Nasdaq Inst.)

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6-30-20: Qtly. Conf. Call (Hancock/Hart/Compton) PR & Transcript https://tinyurl.com/y9zbgmos
...RickH: "Based on our customers' growing demand and our expanding business development activity, we believe that we will significantly increase capacity utilization in 2021 and beyond. Accordingly, we have entered into a new phase of planning for the expansion that will support our growing business in the years to come.”
...”Top10 Pharma customer added 7-2019 (https://tinyurl.com/yyq8zgb9) named in 10-K: GILEAD SCIENCES.”