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FROM...MOST...RECENT..SCANDALOUS..10Q..DANGER...


8) Legal/Disciplinary History
A. Please identify whether any of the persons listed above have, in the past 10 years, been the subject of:
1. A conviction in a criminal proceeding or named as a defendant in a pending criminal proceeding
(excluding traffic violations and other minor offenses);
NONE
2. The entry of an order, judgment, or decree, not subsequently reversed, suspended or vacated, by a
court of competent jurisdiction that permanently or temporarily enjoined, barred, suspended or otherwise
limited such person’s involvement in any type of business, securities, commodities, or banking activities;
See SEC Litigation Release No. 24730 dated January 31, 2020 related to Alex Procopio.
3. A finding or judgment by a court of competent jurisdiction (in a civil action), the Securities and Exchange
Commission, the Commodity Futures Trading Commission, or a state securities regulator of a violation
of federal or state securities or commodities law, which finding or judgment has not been reversed,
suspended, or vacated; or
See SEC Litigation Release No. 24730 dated January 31, 2020 related to Alex Procopio.
4. The entry of an order by a self-regulatory organization that permanently or temporarily barred,
suspended, or otherwise limited such person’s involvement in any type of business or securities
activities.
See SEC Litigation Release No. 24730 dated January 31, 2020 related to Alex Procopio.
A. Describe briefly any material pending legal proceedings, other than ordinary routine litigation incidental to the
business, to which the issuer or any of its subsidiaries is a party or of which any of their property is the subject.
Include the name of the court or agency in which the proceedings are pending, the date instituted, the principal
parties thereto, a description of the factual basis alleged to underlie the proceeding and the relief sought. Include
similar information as to any such proceedings known to be contemplated by governmental authorities.