Friday, July 03, 2020 12:50:04 PM
Explanation of Responses:
1. These options were already approved and publicly reported in 2018. The exercise price was determined with reference to the pricing for unrelated investors at that time. However, the documents to implement and issue (grant) them have not been executed until now.
2. These options were approved in January 2020. The exercise price was determined based upon the pricing in year-end financings with unrelated investors. However, these options have not been executed and implemented (granted) until now.
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Mailing Address
4800 MONTGOMERY LANE
SUITE 800
BETHESDA MD 20814
Business Address
4800 MONTGOMERY LANE
SUITE 800
BETHESDA MD 20814
(240) 497-9024
NORTHWEST BIOTHERAPEUTICS INC CIK#: 0001072379 (see all company filings)
SIC: 2834 - PHARMACEUTICAL PREPARATIONS
State location: MD | State of Inc.: DE | Fiscal Year End: 1231
(Office of Life Sciences)
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40 Entries
Items 1 - 40 0001072379 Filings RSS Feed
Filings Format Description Filed/Effective File/Film Number
4 Documents Statement of changes in beneficial ownership of securities
Acc-no: 0001104659-20-080814 Size: 8 KB 2020-07-02
4 Documents Statement of changes in beneficial ownership of securities
Acc-no: 0001104659-20-080813 Size: 5 KB 2020-07-02
4 Documents Statement of changes in beneficial ownership of securities
Acc-no: 0001104659-20-080809 Size: 5 KB 2020-07-02
4 Documents Statement of changes in beneficial ownership of securities
Acc-no: 0001104659-20-080811 Size: 5 KB 2020-07-02
4 Documents Statement of changes in beneficial ownership of securities
Acc-no: 0001104659-20-080812 Size: 8 KB 2020-07-02
4 Documents Statement of changes in beneficial ownership of securities
Acc-no: 0001104659-20-080807 Size: 5 KB 2020-07-02
4 Documents Statement of changes in beneficial ownership of securities
Acc-no: 0001104659-20-080810 Size: 8 KB 2020-07-02
4 Documents Statement of changes in beneficial ownership of securities
Acc-no: 0001104659-20-080808 Size: 8 KB 2020-07-02
4 Documents Statement of changes in beneficial ownership of securities
Acc-no: 0001104659-20-080806 Size: 5 KB 2020-07-02
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