InvestorsHub Logo
Followers 47
Posts 12035
Boards Moderated 0
Alias Born 09/12/2017

Re: hopester post# 79738

Saturday, 05/23/2020 10:15:18 AM

Saturday, May 23, 2020 10:15:18 AM

Post# of 232893
1st question I'd ask:

Has the company or any of its officers recently received a Wells Notice from the SEC?

Wells Notice

A Wells notice is a letter that the U.S. Securities and Exchange Commission (SEC) sends to people or firms when it is planning to bring an enforcement action against them. It is issued at the conclusion of an SEC Investigation notifying the people or firm in question that the SEC has concluded that they should be charged with violation of the securities laws. The notice indicates that the SEC staff has determined it may bring a civil action against a person or firm, and provides the person or firm with the opportunity to provide information as to why the enforcement action should not be brought. The person or firm is generally given 30 days to file this response in the form of a legal brief considering legal and factual arguments as to why no charges should be brought against them. Although investigation is conducted on a confidential basis, this notice, as well as its response, is public information that can be used in later public hearings among other things.


PR spigot turned off since the 19th and apparent "manipulative" trading in yesterdays session seems to have vanished, now a A/H 30 minute conference call.
Volume:
Day Range:
Bid:
Ask:
Last Trade Time:
Total Trades:
  • 1D
  • 1M
  • 3M
  • 6M
  • 1Y
  • 5Y
Recent CYDY News