Thursday, May 21, 2020 9:04:37 PM
https://www.sec.gov/news/press/2011/2011-235.htm
- a "fluff" piece?
The 3rd item under "Additional Materials" is a PDF download link to a multi-page NASDAQ RM-to-uplist requirements pdf, copied here -
https://www.sec.gov/rules/sro/nasdaq/2011/34-65708.pdf
It's longish, it's detailed, but not anything that I think even requires Law 101 to understand.
There are all manner of legal blogs with entries about this as well. I don't see how anyone could "game the system" to immediately jump from OTC to a major exchange unless they qualified for the one exemption that doesn't require a long wait - completing a successful underwritten offering that brings in at least $40 million.
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