Friday, May 15, 2020 10:26:33 AM
My understanding is as follows:
1) An external party raises the issue of a “potential” conflict of interest. (This probably occurred between March 31st and June 30 2019-the quarter in which the statement is first made.)
2) without getting a legal opinion on the matter, they decided to file an SEC report on August 16th stating that Li may have a potential COI for the quarter ending on June 30th 2019.
3) they file two SEC reports stating that Li may have a potential COI on 11/12/19 and 3/10/20.
4) Sometime between 3/10/20 and 5/5/20, they receive a legal opinion that there isn’t a potential COI for Li.
5) They file an SEC report on 5/5/20 that omits any language referencing a potential COI for Li.
Does that accurately describe your theory?
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