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Post# of 704147
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JerryCampbell

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JerryCampbell

Re: wimike post# 267453

Tuesday, 02/25/2020 3:43:46 PM

Tuesday, February 25, 2020 3:43:46 PM

Post# of 704147
I suspect you are thinking about Rule 105 of Regulation M. For example, SEC action against Fontana Capital.

The issue is perhaps not as broad as you think. It involves covering a short position with shares from a PUBLIC offering.

Pretty much every nwbo financing for the last several years has been a PRIVATE deal.



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