NorthWest Biotherapeutics Inc (NWBO): Many independent brokers in the financia...

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Re: flipper44 post# 253491

Tuesday, 11/26/2019 8:30:46 PM

Tuesday, November 26, 2019 8:30:46 PM

Many independent brokers in the financial services world are listed with organizations that have contracts with entities that market products and services. They are often not salaried, but the brokerages they work with process all the paperwork and have general contracts that pay a portion of the commission off the top. Some brokers never sell a particular product or service but could if the opportunity ever presented itself. There are many different scenarios, but I think this is true in general and may explain Ms. Kiel’s situation here.

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