SEC Suspensions & Revocations

[janice shell]

No, of course not, since they're no longer SEC registrants. They call the non-registrants, with a few exceptions, "catch-all issuers". I wish they'd come up with a better term; that one is kind of non-descriptive.

But one interesting feature is that any REGISTRANT that's more than six months delinquent will be considered a "catch-all issuer", and until they once again begin providing "current information", MMs won't be able to quote them.