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Tuesday, November 21, 2006 8:51:36 AM
i asked them how long it takes to file the 211?
Answer is 30 to 60 days.
We prepare and file the document and send it to NASD. They have 30days after receipt to make comments. After we receive those comments if any (sometimes there are no comments and the process is done) we then answer then and send it back within a couple of days (we are quick). The NASD has 14 days to respond to these comments and this is the last time to respond before completion.
If you are interested in discussing 15c211 in more detail please let us know a time and a number to reach you.
Feel free to call us any time and check our website to view more about our services.
Best,
Brian
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