Friday, June 28, 2019 8:48:57 AM
I didn’t know he had a non-SEC related criminal background.
That’s just too much.
The SEC does criminal background checks before you can hold a Series 6 or Series 7.
If wants the Series Suite and be a CBOE sponsored trader there’s no way they’ll let you with a felony charge unless it was fully expunged and not a crime of violence or as they put it; “a crime of moral turpitude”.
So I guess he just wants to run Tyr Equity but not be a trader and that’s a blurry line but I don’t think the SEC would let a bunch of Series 7 people be lead around by a felon.
Yeah...he’s just a through and through crook and I have no doubt he’ll serve real time. Maybe not for LTNC but for something else or maybe LTNC and something else
Who knows
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