NorthWest Biotherapeutics Inc (NWBO)

[maverick_1]

“From my own experience, the SEC does not just randomly investigate companies like this... that only happens with interlopers who are powerful enough to jerk some chains re Biosectinvestor”

Also from my deeply etched personal SEC subpoena of extreme experienceS in 1977 when I was 28 years working as a stock analyst at the worldwide headquarters of Merrill Lynch I appeared with ML counsel and GRILLED for 3 hrs under the serious allegations of “ In possession of INSIDER Information “.

This was really PERVERSE in more ways than one in how influential deep pocketed forces works in the REAL WORLD!

I was literally the new kid on the block following this company: all of my competitors followed that company for at least 5 years!

I recommended a $3Bln co at $5 and in 18 months the shares went to $25!

No other financial institution even had a positive opinion on the company.
In fact most financial institutions had a SELL recommendation indicating it would go BANKRUPT!
The next best rating was a NEUTRAL rating from their longstanding investment banker: Goldman Sachs.

6 weeks after the SEC interrogatories and trial I did a little soul searching:
Who lost money??? and have the power and influence to cause the above?

Without ANY inputs, I concluded it was the early incubation days of what is now Hedge Short/Long Funds!

NOTHING ever became of those SEC proceedings.

I did recently state I was invited with 14 others (everyone except moi had a grey scalp) into Merrill Lynch’s CEO private dining room with the CEO and CFO of the recommended company. Because my higher up associates and even the CEO (who 5 yrs later became Pres. Ronald Regan ‘s Chief of Staff) could NOT figure the purpose of the requested luncheon so Merrill Lynch passed up on the opportunity of displacing the venerable Goldman Sachs as it’s investment banker.

At that CEO luncheon I saw thru my ML associates but did not want to rock the boat.
Left ML for bigger, greener pastures

Three months following that CEO luncheon the company did a $500 mln Convertible Debenture with Goldman Sachs!

Until one has the experience like I have on many levels,
Nay Saying posters will be forever countering.

DIFFERENT STROKES FOR DIFFERENT FOLKS