NorthWest Biotherapeutics Inc (NWBO)

[sentiment_stocks]

The investigation began on December 13, 2016, while they were still dealing with multiple lawsuits. It is likely that those filing the lawsuits were coming up empty, and who subsequently opted to see if they could get the SEC to uncover something instead.

I wonder if these will be closed after the trial is unblinded? I do wonder if some of the items they are investigating have yet to be answered due to their likely very material nature. It would be nice to see them end, that is for certain.

On December 13, 2016, the Company received a formal information request from the SEC regarding several broad topics that have been previously disclosed, including the Company’s membership on Nasdaq and delisting, related party matters, and the Company’s special committee investigation. The period covered is January 1, 2013 to the present. The Company intends to cooperate fully.

https://www.sec.gov/Archives/edgar/data/1072379/000114420416141457/v455790_424b5.htm