Anavex Life Sciences Corp, Inst Holders, 4Q 2018 (AVXL)
1/22/19, 3:48 AM
The following table shows the largest shareholders in ANAVEX LIFE SCIENCES CORP COM (AVXL) for the quarter ended December 31, 2018, listed by holding size. The list represents up to 50 of the largest holders in the company.
Note: Unless otherwise mentioned the reporting date is 12/31/2018
Institution Shares Shares % Last
Held Changed Held Report
Park West Asset Management LLC 3,442,165 500,000 7.389 09/30
The Vanguard Group Inc. 1,647,471 1,647,471 3.536 09/30
Knoll Capital Management LP 724,205 0 1.555 09/30
Millennium Management LLC 569,361 (98,345) 1.222 09/30
Geode Capital Management LLC 288,261 7,156 0.619 09/30
BlackRock Fund Advisors 217,649 103,107 0.467 09/30
Susquehanna Financial Group LL 203,999 203,999 0.438 09/30
Group One Trading LP 120,030 (17,972) 0.258 09/30
Goldman Sachs & Co. LLC (Priva 115,954 115,954 0.249 09/30
Northern Trust Investments In 111,979 111,979 0.240 09/30
SNS Financial Group LLC 70,000 0 0.150 09/30
BlueCrest Capital Management ( 69,985 (100,717) 0.150 09/30
Element Capital Management LLC 67,059 (133,911) 0.144 09/30
Citadel Advisors LLC 65,364 65,364 0.140 09/30
T. Rowe Price Associates Inc. 55,928 271 0.120 09/30
SSgA Funds Management Inc. 55,166 55,166 0.118 09/30
Edmond de Rothschild (Suisse) 50,000 50,000 0.107 09/30
Credit Suisse Securities (USA) 36,507 (849) 0.078 09/30
The Bank of New York Mellon Co 29,858 29,858 0.064 09/30
Brightworth LLC 28,625 0 0.061 09/30
Analytic Investors LLC 25,621 (1,580) 0.055 09/30
PHH Investments Ltd. 20,833 (19,067) 0.045 09/30
AllSquare Wealth Management LL 16,330 0 0.035 09/30
Jump Trading LLC 15,697 15,697 0.034 09/30
Raymond James Financial Servic 15,250 15,250 0.033 09/30
Wells Fargo Bank NA (Private 14,841 14,841 0.032 09/30
Commonwealth Equity Services 14,820 2,000 0.032 09/30
Tower Research Capital LLC 13,367 473 0.029 09/30
Dimensional Fund Advisors LP 10,469 10,469 0.022 09/30
Edge Wealth Management LLC 10,000 0 0.021 12/31
Vanguard Fiduciary Trust Co. 9,668 0 0.021 09/30
UBS Securities LLC 7,623 7,623 0.016 09/30
Wells Fargo Clearing Services 7,300 7,300 0.016 09/30
BlackRock Investment Managemen 7,110 0 0.015 09/30
Simplex Trading LLC 7,026 2,477 0.015 12/31
Morgan Stanley & Co. LLC 6,212 (47,457) 0.013 09/30
Morgan Stanley Smith Barney LL 4,900 4,900 0.011 09/30
CTC myCFO LLC 3,933 0 0.008 09/30
UBS Financial Services Inc. 3,313 (3,000) 0.007 09/30
Advantage Investment Managemen 3,000 0 0.006 09/30
Meeder Asset Management Inc. 2,600 243 0.006 12/31
Securities America Advisors I 2,375 (900) 0.005 09/30
BMO Asset Management Corp. 2,000 2,000 0.004 09/30
KMS Financial Services Inc. 1,750 0 0.004 09/30
Advisory Services Network LLC 1,500 0 0.003 09/30
BNP Paribas Arbitrage SNC 1,310 1,310 0.003 09/30
Bedel Financial Consulting In 1,210 0 0.003 09/30
Citigroup Global Markets Inc. 994 994 0.002 09/30
Cutler Group LP 763 0 0.002 09/30
BDO Wealth Advisors LLC 500 0 0.001 09/30
13F data provided by: Factset Research Systems Inc.;
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(END) Dow Jones Newswires
01-22-19 0348ET
