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notbrad

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notbrad

Re: Poor Man - post# 206757

Saturday, 01/05/2019 2:47:36 PM

Saturday, January 05, 2019 2:47:36 PM

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I don't think the SEC effectively regulates FINRA, amongst numerous other shortcomings of the SEC. The SEC is captured by the FINRA because they have a nice revolving door in place. I do believe naked shorting is pervasive especially with vulnerable bio-techs. It's worth reading about Robert Byrne's fight with the financial industry on this subject. The system is rigged against the small investor. This I am sure about.
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