NorthWest Biotherapeutics Inc (NWBO)

[notbrad]

I have not trusted FINRA one bit. FINRA or Financial Institutions Regulatory Authority is the self-regulating organization for the financial institutions. They serve to protect their own. They are the ones who lobby congress and the SEC to keep the market-maker exemption for naked shorting using their liquidity argument, and then this is abused because there is no requirement to disclose naked short positions.

Frankly, at the very least, I think this exemption should be removed for companies with market caps below a certain threshold.