Tuesday, January 01, 2019 10:51:18 PM
“Hurry states that he “would be amenable to the Commission conditioning a stay on his commitment to remain uninvolved in the stock deposit review process or from otherwise managing the affairs of [SCA or Alpine] or of any other SEC registered broker-dealer during the pendency of the Commission’s review of this matter.” FINRA does not suggest any other conditions. The conditions Hurry consents to would protect the public while the Commission considers the merits of Hurry’s appeal. Thus, a stay under these conditions would prevent irreparable harm should he prevail in his appeal and would not harm investors and the securities markets.”
"A tree as big around as you can reach starts with a small seed; a thousand-mile journey starts with one step." Lao-tse
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