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Re: retiredtech post# 36993

Tuesday, 01/01/2019 9:20:43 PM

Tuesday, January 01, 2019 9:20:43 PM

Post# of 51814
And how many are unregistered shares?

https://www.sec.gov/litigation/opinions/2018/34-83783.pdf

Enforcement’s complaint alleged that Hurry violated Section 5 and thus Rule 2010 because he was a “necessary participant and substantial factor” in the unregistered sale of the securities of three issuers, Neuro-Hitech, Inc. (“NHPI”), Voip-Pal.com (“VPLM”), and Orofino Gold Corporation (“ORFG”), without an available exemption.3 Hurry’s indirectly-owned broker-dealer, Scottsdale Capital Advisors Corporation (“SCA”), was alleged to have executed those sales on behalf of foreign financial institutions.


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