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Thursday, 10/11/2018 1:53:52 PM

Thursday, October 11, 2018 1:53:52 PM

Post# of 6401
$BPTH is on the Short Sale Circuit Breaker List!


http://www.nasdaqtrader.com/trader.aspx?id=ShortSaleCircuitBreaker

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The SEC adopted amendments to Regulation SHO with a compliance date of November 10, 2010. Among the rule changes, the SEC introduced Rule 201 (Alternative Uptick Rule), a short sale-related circuit breaker that when triggered, will impose a restriction on prices at which securities may be sold short. The SEC also issued guidance for broker-dealers wishing to mark certain qualifying orders 201cshort exempt.201d For more details, refer to Amendments to Regulation SHO (Release 34-61595).

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