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Sunday, September 02, 2018 11:33:11 AM
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$UNVC/AGRIMED/SATIVEO/HCI to .50
Rule 6490 requires issuers to provide notice to FINRA at least 10 business days prior to the record date of the intended corporate action. Rule 6490 requires issuers to receive FINRA approval prior to certain corporate actions becoming effective. In addition, FINRA may also request additional documents, conduct detailed and selective reviews of the issuer submissions and cause the issuer to delay the announcement of its corporate action.
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