NorthWest Biotherapeutics Inc (NWBO)

[Lykiri]

https://backend.otcmarkets.com/otcapi/company/financial-report/196848/content

h. The following is a complete list of Officers, Directors and Control Persons (control persons are beneficial owners of more than five percent (5%) of any class of the issuer’s equity securities), including name, address, and number of shares owned. Options and warrants that can be converted into common shares within the next 60 days should be included in the shareholdings listed below. If any of the beneficial shareholders are corporate entities, provide the name and address of the person(s) owning or controlling such corporate entities.

Name of Control Person Address (City and State only) Number of Shares
Owned
Alton Boynton, Ph.D Kingston, Washington Less than 1%
Marnix Bosch, Ph.D, M.B.A. Clyde Hill, Washington Less than 1%
Linda F. Powers Potomac, Maryland 1.97%
Leslie J. Goldman Chevy Chase, Maryland Less than 1%
Dr. Navid Malik London, United Kingdom Less than 1 %
Jeryy Jasinowski Washington, DC 1.31%

Date: 7-1-18

Name of Certifying CEO or CFO: Leslie J. Goldman

Title: Senior Vice President

Signature: */s/Leslie J. Goldman (Digital Signatures should appear as “/s/ [OFFICER NAME]”)