'tiger1 that is correct
Did you get the Fax from T/A as I did, it states facts. Facts that show the Brokerage Firms are not complying with the T/A.
Put the SEC Complaints in, call your Brokerage Firm, back up everything with a e-mail to your Brokerage Firm, ask them to send you information on your accounts that they sent to the T/A in a letter.
Don't be surprised if you find out that the T/A has not received your information requested from your Brokerage firm.
Yet your Brokerage Firm will tell you they sent everything to the T/A. Get it in writing from your brokerage Firm as I did.
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All Who use Scottrade , Just talk to ta, Scottrade is over 10 million fail to recive thats at the old os . he said it would be a great help if we call Tammy Green She is supervisor in complance dept # 314-965-1555 ext 1329 and demand are shares also ask for certs . For those who have TDameriatrade he just got the package in today . Go luck to all