Sunday, May 20, 2018 3:35:24 PM
Are all mergers and acquisitions required to be filed under FINRA Rule 6490?
No, only a merger or acquisition that has a direct impact on the publicly tradable security of a company (e.g., name change, distribution, cancellation of shares) would an issuer be required to notify FINRA.
Oh wait, this company had a Name Change, right? Hmmmmmm, YES so the notion that this company could have done this outside of the scope of FINRA is ridiculous.
FINRA.org
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