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nerd86

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nerd86

Re: trunkmonk post# 46924

Tuesday, 10/17/2006 10:34:03 AM

Tuesday, October 17, 2006 10:34:03 AM

Post# of 157299
Actually they inforce the Securities and exchange law. Punishment for criminal wrong doing goes to the Justice Department, the infractions dealt with by the SEC provides Fines of any perps and defrocks of Brokers and Representatives.
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