So, here is some information that would be helpful to folks. If someone else has provided this I have not seen it.
On March 3, 2018 Chris Plant filed Form 15 with the SEC (commission file number 000-52161)
Form 15 is CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF
THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS
UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934.
Rule 12g-4(a)(1)states (Info from Cornell Law School Legal Information Institute)
§ 240.12g-4 Certifications of termination of registration under section 12(g).
(a) Termination of registration of a class of securities under section 12(g) of the Act ( 15 U.S.C. 78l(g)) shall take effect 90 days, or such shorter period as the Commission may determine, after the issuer certifies to the Commission on Form 15 ( § 249.323 of this chapter) that the class of securities is held of record by:
(1) Fewer than 300 persons, or in the case of a bank; a savings and loan holding company, as such term is defined in section 10 of the Home Owners' Loan Act ( 12 U.S.C. 1461); or a bank holding company, as such term is defined in section 2 of the Bank Holding Company Act of 1956 ( 12 U.S.C. 1841), 1,200 persons
SEC Form 15-12G releases companies of some of their reporting requirements under Sections 12(g), 12(h), 13 and 15(d) of the 1934 Securities Exchange Act. Companies may use this form if they plan to terminate a security class listing. SEC Form 15-12G may also help companies to be relieved of certain reporting requirements. When completing SEC Form 15-12G, issuers have the option for termination or suspension of reporting under the following: Rule 12g-4(a)(1), Rule 12g-4(a)(2), Rule 12h-3(b)(1)(i), Rule 12h-3(b)(1)(ii), Rule 15d-6 and Rule 15d-22(b). (From Investopedia)
So at a minimum, Plant is filing to suspend the duty to file SEC reports under this rule.
