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Re: tanjazielman post# 505970

Saturday, 01/27/2018 10:56:43 AM

Saturday, January 27, 2018 10:56:43 AM

Post# of 731923
The Company will be filing another Shelf Registration.


https://www.sec.gov/Archives/edgar/data/933136/000119312517365615/0001193125-17-365615-index.htm
https://www.sec.gov/Archives/edgar/data/933136/000119312517365615/d504414dex991.htm

EX-99.1

Pg. 4

Registration Rights:

The Company will use reasonable efforts to file a shelf registration statement covering the Amended Series B Preferred Stock, the Common Stock issued upon the conversion of the Amended Series B Preferred Stock, the Common Stock issued in respect of a Special Distribution and the Common Stock issued in connection with a Regular Dividend (as defined in the 2018 Amended Charter) in accordance with the terms set forth in an amendment to the existing registration rights agreement, substantially in the form attached as Exhibit D, which the Company will enter into prior to the Effective Time.
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Exhibit A-D-5

2. Shelf Registration Statement.

(a) The Company shall, at its expense, use its reasonable efforts to prepare and file with the SEC as promptly as practicable after the Amendment Effective Time (but no later than June 15, 2018) a Shelf Registration Statement with respect to resales by each Holder from time to time on a delayed or continuous basis pursuant to Rule 415 (or any similar provisions in force) of shares of Common Stock (x) issuable upon the Mandatory Conversion of shares of Convertible Preferred Stock, (y) issuable as Regular Dividends (whether on a Regular Dividend Payment Date or on a Mandatory Conversion Date) and (z) issuable as a Special Distribution that are Transfer Restricted Securities.

(b) The Company shall, at its expense, use its reasonable efforts to prepare and file with the SEC as promptly as practicable after the Amendment Effective Time (but no later than June 15, 2018) a Shelf Registration Statement with respect to resales of shares of Convertible Preferred Stock that are Transfer Restricted Securities by each Holder from time to time on a delayed or continuous basis pursuant to Rule 415 (or any similar provisions then in force). If eligible, the Company may satisfy the requirement to file a Shelf Registration Statement pursuant to this Section 2(b) by registering for resale the Convertible Preferred Stock on the Shelf Registration Statement required to be filed under Section 2(a) above.
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