This list depicts the much-touted Institutional holders of WMIH common stock. It is interesting to note that 88 of these institutions own less than 100k shares, and that there are a number of familiar names in the top ten. Those in the top ten should embody the greatest level of institutional knowledge about WMIH; several actually increased their positions. Ranked at 114, JPM Morgan Chase has now almost sold out of their position. That may not be an indication of anything in particular, as they use other investment vehicles for investing in stocks. Of the positions that sold out, I see no names that are familiar to me, which may indicate that their institutional knowledge is lacking, or they found a greener pasture for short-term returns.
Institutional Ownership Summary reported in NASDAQ 13F filings (9-30-2017)
Institutional Ownership 40.52%
Total Shares Outstanding (millions) 207
Increased Positions 34 2,777,804
Decreased Positions 45 4,305,423
Held Positions 59 76,681,501
Total Institutions 138 83,764,728
New and Sold Out Positions
New Positions 6 487,732
Sold Out Positions 15 2,956,573
Owner Name Shares Shares % Value In
Held Changed Changed 1000s
1 GREYWOLF CAPITAL MGMT LP 10,600,333 0 0 10,706
2 BLACKROCK INC. 10,021,592 311,821 3.21 10,122
3 NUMINA CAPITAL MGMT, LLC 9,367,040 481,361 5.42 9,461
4 VANGUARD GROUP INC 8,465,035 77,704 0.93 8,550
5 APPALOOSA LP 7,600,000 0 0 7,676
6 SCOGGIN MGMT LP 5,729,015 720,782 14.39 5,786
7 STATE STREET CORP 3,495,025 66,659 1.94 3,530
8 LAKEWOOD CAPITAL MGMT, LP 2,769,100 0 0 2,797
9 CENTERBRIDGE PARTNERS, L.P. 2,603,867 0 0 2,630
10 NORTHERN TRUST CORP 2,225,717 35,211 1.61 2,248
11 WITTENBERG INVESTMENT MGMT, INC. 1,817,159 -21,787 -1.19 1,835
12 FRONTFOUR CAPITAL GROUP LLC 1,791,724 -12,100 -0.67 1,810
13 GEODE CAPITAL MGMT, LLC 1,751,855 4,855 0.28 1,769
14 DALTON INVESTMENTS LLC 1,300,000 0 0 1,313
15 CREDIT SUISSE AG/ 1,265,208 175,060 16.06 1,278
16 LEVIN CAPITAL STRATEGIES, L.P. 1,078,207 25,000 2.37 1,089
17 SCHWAB CHARLES INVESTMENT MGMT INC 873,565 -59,261 -6.35 882
18 BANK OF NEW YORK MELLON CORP 801,007 -338 -0.04 809
19 683 CAPITAL MGMT, LLC 690,826 0 0 698
20 TIAA CREF INVESTMENT MGMT LLC 524,986 -17,700 -3.26 530
21 OLD WEST INVESTMENT MGMT, LLC 482,198 -6,618 -1.35 487
22 FSI GROUP, LLC 438,306 438,306 New 443
23 FLAHERTY & CRUMRINE INC 391,952 0 0 396
24 NEW GENERATION ADVISORS, LLC 391,638 0 0 396
25 SELZ CAPITAL LLC 361,472 0 0 365
26 EVANSON ASSET MGMT, LLC 339,408 0 0 343
27 TEACHERS ADVISORS, LLC 336,212 -19,231 -5.41 340
28 SWISS NATIONAL BANK 326,500 0 0 330
29 DIMENSIONAL FUND ADVISORS LP 325,491 -97,248 -23 329
30 PROXIMA CAPITAL MGMT, LLC 320,000 0 0 323
31 BALTER LIQUID ALTERNATIVES, LLC 312,500 160,441 105.51 316
32 CALIFORNIA STATE TEACHERS RET SYS 305,152 -37,743 -11.01 308
33 WELLS FARGO & COMPANY/MN 284,661 79,883 39.01 288
34 GOLDMAN SACHS GROUP INC 280,028 27,220 10.77 283
35 PALOMA PARTNERS MGMT CO 273,100 -334,550 -55.06 276
36 MORGAN STANLEY 250,555 67,451 36.84 253
37 REDWOOD CAPITAL MGMT, LLC 233,649 0 0 236
38 RHUMBLINE ADVISERS 220,720 1,470 0.67 223
39 NEW YORK STATE COMMON RET FUND 206,200 0 0 208
40 DUPONT CAPITAL MGMT CORP 196,172 0 0 198
41 DEUTSCHE BANK AG\ 181,715 -87,327 -32.46 184
42 S. MUOIO & CO. LLC 171,499 0 0 173
43 MANUFACTURERS LIFE INS CO 164,234 8,763 5.64 166
44 ALLIANCEBERNSTEIN L.P. 149,900 -14,300 -8.71 151
45 AMERICAN INTERNATIONAL GROUP INC 129,779 9,703 8.08 131
46 MILLENNIUM MGMT LLC 114,821 -48,986 -29.91 116
47 CHEYNE CAPITAL MGMT (UK) LLP 110,000 -110,000 -50 111
48 VOYA INVESTMENT MGMT LLC 109,284 -12,420 -10.21 110
49 NATIONWIDE FUND ADVISORS 108,019 -8,769 -7.51 109
50 UNITED CAPITAL FINANCIAL ADVISERS, LLC 100,000 0 0 101
51 AMERICAN NATIONAL BANK 99,171 0 0 100
52 ROYCE & ASSOCIATES LP 77,742 0 0 79
53 AMERIPRISE FINANCIAL INC 75,633 1 0 76
54 HSBC HOLDINGS PLC 73,759 -1,990 -2.63 74
55 BLACKSTONE GROUP L.P. 68,897 0 0 70
56 STRS OHIO 65,200 0 0 66
57 FLORIDA RETIREMENT SYSTEM 57,930 0 0 59
58 D. E. SHAW & CO., INC. 54,981 6,926 14.41 56
59 SAMLYN CAPITAL, LLC 53,420 0 0 54
60 LEGAL & GENERAL GROUP PLC 47,545 -8,214 -14.73 48
61 SQUAREPOINT OPS LLC 47,421 -12,379 -20.7 48
62 CITADEL ADVISORS LLC 45,519 -232,502 -83.63 46
63 VIRTU FINANCIAL LLC 39,723 -17,532 -30.62 40
64 UBS GROUP AG 37,884 4,549 13.65 38
65 SG AMERICAS SECURITIES, LLC 26,492 -44,913 -62.9 27
66 LORBER DAVID A 26,176 0 0 26
67 UBS ASSET MGMT AMERICAS INC 26,000 0 0 26
68 RAYMOND JAMES & ASSOCIATES 25,089 25,089 New 25
69 LINSCOMB & WILLIAMS, INC. 25,001 0 0 25
70 AMALGAMATED BANK 24,532 1,771 7.78 25
71 NATIXIS 23,770 23,770 New 24
72 GREAT WEST LIFE ASSURANCE CO /CAN/ 22,900 0 0 23
73 FMR LLC 22,189 0 0 22
74 SUSQUEHANNA INTERNATIONAL GROUP, LLP 22,090 -110,435 -83.33 22
75 RAYMOND JAMES FINANCIAL SVCS ADV, INC. 21,258 49 0.23 21
76 BANK OF AMERICA CORP /DE/ 19,957 -7,275 -26.72 20
77 BNP PARIBAS ARBITRAGE, SA 19,705 -1,525 -7.18 20
78 ZURCHER KANTONALBANK 18,975 0 0 19
79 ROYAL BANK OF CANADA 18,144 10,216 128.86 18
80 ARTHUR ZASKE & ASSOCIATES, LLC 18,080 0 0 18
81 TEACHER RETIREMENT SYSTEM OF TEXAS 17,143 641 3.88 17
82 TWO SIGMA ADVISERS, LP 17,100 900 5.56 17
83 ARBITER PARTNERS CAPITAL MGMT LLC 16,712 0 0 17
84 AMERITAS INVESTMENT PARTNERS, INC. 15,822 0 0 16
85 STIFEL FINANCIAL CORP 14,372 0 0 15
86 PROSHARE ADVISORS LLC 13,304 -3,796 -22.2 13
87 BROWN ADVISORY INC 12,699 -607 -4.56 13
88 BARCLAYS PLC 10,964 10,811 7,066.01 11
89 PRUDENTIAL FINANCIAL INC 10,650 0 0 11
90 PROFUND ADVISORS LLC 10,622 235 2.26 11
91 HIGHLAND CAPITAL MGMT LP 10,310 0 0 10
92 LADENBURG THALMANN FIN SVCS INC. 7,936 0 0 8
93 NORTHWESTERN MUTUAL 3,481 0 0 4
94 MEEDER ASSET MGMT INC 3,196 0 0 3
95 PINEBRIDGE INVESTMENTS, L.P. 2,586 0 0 3
96 TCI WEALTH ADVISORS, INC. 2,427 0 0 2
97 CITIGROUP INC 954 169 21.53 1
98 TRUST ASSET MGMT LLC 953 0 0 1
99 REGIONS FINANCIAL CORP 565 565 New 1
100 PNC FINANCIAL SERVICES GROUP, INC. 439 420 2,210.53
101 CUTLER GROUP LP 240 0 0
102 IFP ADVISORS, INC 213 -6 -2.74
103 VANTAGE INVESTMENT ADVISORS, LLC 86 0 0
104 PARALLEL ADVISORS, LLC 62 0 0
105 US BANCORP \DE\ 42 0 0
106 ESTABROOK CAPITAL MGMT 37 0 0
107 VALLEY NATIONAL ADVISERS INC 33 0 0
108 HANSON MCCLAIN, INC. 29 0 0
109 FIRST MANHATTAN CO 26 0 0
110 MOSAIC FAMILY WEALTH, LLC 25 0 0
111 ADVISOR GROUP, INC. 22 0 0
112 NORTH STAR INVESTMENT MGMT CORP. 16 0 0
113 HUNTINGTON NATIONAL BANK 15 0 0
114 JPMORGAN CHASE & CO 8 -19,291 -99.96
115 TOMPKINS FINANCIAL CORP 8 0 0
116 CHICAGO PARTNERS INVESTMENT GROUP LLC 7 -7 -50
117 TRADEWINDS CAPITAL MGMT, LLC 4 0 0
118 BESSEMER GROUP INC 3 0 0
119 M&R CAPITAL MGMT INC 3 0 0
120 PEOPLES FINANCIAL SERVICES CORP. 2 0 0
121 COVINGTON CAPITAL MGMT 1 1 New
122 FINANCIAL MGMT PROFESSIONALS, INC. 1 0 0
123 THRIVENT FINANCIAL FOR LUTHERANS 1 1 New
124 AKANTHOS CAPITAL MGMT LLC 0 -429,405 Sold Out
125 AKRE CAPITAL MGMT LLC 0 -1,460,000 Sold Out
126 AQR CAPITAL MGMT LLC 0 -199,250 Sold Out
127 BRIDGEWAY CAPITAL MGMT INC 0 -338,900 Sold Out
128 CREATIVE PLANNING 0 -11,591 Sold Out
129 D.A. DAVIDSON & CO. 0 -3,073 Sold Out
130 GRADIENT INVESTMENTS LLC 0 -20 Sold Out
131 LMR PARTNERS LLP 0 -37,160 Sold Out
132 MARATHON ASSET MGMT LLP 0 -527 Sold Out
133 MASCOMA WEALTH MGMT LLC 0 -18 Sold Out
134 METROPOLITAN LIFE INSURANCE CO/NY 0 -134,980 Sold Out
135 MPS LORIA FINANCIAL PLANNERS, LLC 0 -156 Sold Out
136 NEXT FINANCIAL GROUP, INC 0 -5 Sold Out
137 RESOURCES INVESTMENT ADVISORS, INC. 0 -4 Sold Out
138 TRISHIELD CAPITAL MGMT LLC 0 -341,484 Sold Out
AI
