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1manband

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1manband

Re: Slojab post# 130894

Thursday, 01/04/2018 12:24:55 PM

Thursday, January 04, 2018 12:24:55 PM

Post# of 220812

So, in order to become a BDC, they're going to have to reregister as an SEC filer?



Since they are a current public issuer, yes. I do not believe they qualify for any of the exemptions in the Act.

The SEC is much more attentive to issuers falling under the Investment Company Act than they are to other issuers.
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