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janice shell

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janice shell

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Re: tedpeele post# 122442

Friday, 06/23/2017 5:06:10 PM

Friday, June 23, 2017 5:06:10 PM

Post# of 220679
Somewhere are regulations that determine what mms are allowed or required to do or not. It would be a lot more efficient if THOSE were being used to answer various issues that apparently come up ad naseum.

You can start here:

http://finra.complinet.com/en/display/display_main.html?rbid=2403&element_id=607
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