Tuesday, June 06, 2017 6:31:56 AM
Page 38: note: This is a paid report, for cantor fitzgerald.
Interestingly, also on page 38:
This report was not intended for public disclosure pursuant to "NON US BROKER DEALER DISCLOSURE.
The question is, how did you access such a report (you will say you are a broker/dealer/firm)
The more serious question is, why did you break the disclosure criteria by disclosing this document to the public. (REGARDLESS IF NO NON PUBLIC INFORMATION WAS DISCLOSED?. It is still considered a breach.
I wonder what the SEC will say about this?
Mike Kozak knows you disclosed this internal report publicly? or if you are mike kozack..you have exposed yourself to regulatory scrutiny.
GLTU
Everything I say,is only my opinion. DO not rely on anything I post,as buy or sell advice. DO your own homework.
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