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Szycha

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Szycha

Re: nygrande post# 52048

Friday, 05/12/2017 12:27:35 PM

Friday, May 12, 2017 12:27:35 PM

Post# of 207147
I could be wrong, but I believe FINRA is more of an administrative organ and oversees the application processes only. As long as the paperwork is in order, they have no authority to make decisions regarding corporate litigation. Especially that the applicant is not the defendant in jeopardy position.
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