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Friday, April 28, 2017 9:47:13 AM
Finra defines a U3 halt as one occurring "because FINRA has determined that an extraordinary event has occurred or is ongoing that has had a material effect on the market for the OTC Equity Security or the security underlying an OTC ADR or has caused or has the potential to cause major disruption to the marketplace or significant uncertainty in the settlement and clearance process."
The halt may remain in place for up to 10 days, and can be extended beyond that should FINRA find reason to do so.
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