The filing isnt just late, its now delinquent. On 5/15/14, which you mentioned, HCTI filed a notice of inability to file the 10Q on time. They then filed it 5 days later on 5/20/14 Late filing isnt a problem, being delinquent in filing is. 10-Q Documents Interactive Data Quarterly report [Sections 13 or 15(d)] Acc-no: 0001062993-14-003174 (34 Act) Size: 3 MB 2014-05-20 000-53459 14857038 NT 10-Q Documents Notification of inability to timely file Form 10-Q or 10-QSB Acc-no: 0001062993-14-003012 (34 Act) Size: 10 KB 2014-05-15