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specutator

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specutator

Re: None

Wednesday, 12/21/2016 11:17:07 AM

Wednesday, December 21, 2016 11:17:07 AM

Post# of 108590
I've read this before, but have never been to a SEC reg to prove a financial must happen first. I know it depends on which exchange the stock rides in, like NYSE, NASDAQ and others, but never have I seen a requirement if the stock is in the OTC (no exchange).

The RS will not be approved without the fins.

I can't remember any stock I have experienced in the past with a R/S that had a current financial filing.

If anyone has a link to a specific rule, I sure would appreciated seeing it first.

My posted comments are only my considered opinion based on the reality as I see it. Your reality may be different.

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