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Alias Born | 09/27/2016 |
Thursday, November 03, 2016 10:05:51 PM
"Rule 10b-5: Employment of Manipulative and Deceptive Practices":
It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange,
(a) To employ any device, scheme, or artifice to defraud,
(b) To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading, or
(c) To engage in any act, practice, or course of business which operates or would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security."
Sometimes things are what they are and when the CEO states contracts are around the corner, or that we are working with company x, y, and z, then perhaps they're true. He's a smart guy with a great pedigree...probably smarter than most of us....unless of course you've opened up your own tech company and have patents to one of the most important technological concepts of our time going forward.
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