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Re: blackbandit post# 18777

Tuesday, 10/04/2016 1:52:49 PM

Tuesday, October 04, 2016 1:52:49 PM

Post# of 34625
Thanks for the reply.. Agreed that TPIV would have done what they thought necessary to address governance requirements prior to submitting the application and implementing the R/S.. I'm just hoping nothing slipped through the cracks or is getting caught by subjective interpretations at NASD.
Best to you!
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