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Re: sandtrap246 post# 66348

Friday, 06/17/2016 7:28:56 AM

Friday, June 17, 2016 7:28:56 AM

Post# of 97680
Sebastien Courtney Dufort (CRD #2143800, Registered Principal, Hinsdale, Illinois) submitted a Letter of Acceptance, Waiver, and Consent in which he was fined $5,000 and suspended from association with any NASD member in any capacity for 30 days. The fine

SEC rule17(b) does not prohibit free speech. It does not prohibit spamming, online newsletters, posting on message boards, without other activity as well. But lying to investors, or failing to disclose compensation, does violate the law