sorry buddy, it's the IA act of 1940, there weren't regulatons in the 20's they started in 33 dude! and I listened to his wording, he didn't, as far as I understand, violate the advisor's act, by the way, he not series 66 licensed so it may not matter anyway...
there are some smart people on this board! nice try.
HAVE
Odysseus crossed the river of Styx. He asked Achilles if it was worth trading his life to have his 'name' live forever. Achilles replies: "I would rather be the slave of a slave on earth, then to live here in Hades..." --Homer's The Illiad