Anavex Life Sciences Corp (AVXL): There has not been a Notice of Effect is...

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Re: kld2 post# 60621

Tuesday, 04/26/2016 3:54:24 PM

Tuesday, April 26, 2016 3:54:24 PM

There has not been a Notice of Effect issued by the SEC. AVXL has not applied for one.

Anavex filed this S-3 on 10/23/15 -
http://www.sec.gov/Archives/edgar/data/1314052/000161577415003018/s102056_forms3.htm

The filing included this in red ink -

The information in this prospectus is not complete and may be changed. This prospectus is included in a registration statement that we filed with the Securities and Exchange Commission. We may not sell these securities or accept an offer to buy these securities until the registration statement filed with the Securities and Exchange Commission is effective. This prospectus is not an offer to sell these securities, and it is not soliciting offers to buy these securities in any state where such offer or sale is not permitted.

Anavex would have to file a complete prospectus in order to gain a Notice of Effectiveness from the SEC. They have not. Therefore, Anavex is content to let the original filing collect dust.