Tuesday, April 26, 2016 12:08:57 PM
Similar if you go to work at a large accounting firm, the firm will ask you about the details of your and your spouse's retirement holdings. You will not be able to work on accounts that you have holdings or you will need to close out any holdings you may have in a client that you work on. The HR departments will make sure that this is taken care of because the liability is huge, and if there is a conflict or perception of conflict of interest then the firm can lose the client and more importantly lose credibility, far more important for the firm than the client.
Wolf knew this, and should have disclosed this information. Ondra's HR department should have known this about Wolf and dealt with it prior to allowing Wolf to be involved in any way. Plain and simple.
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