Regen BioPharma Inc (RGBP)

[cvinvestor]

Interesting. Starting my research on SEC and investigations. The SEC's home page has this listing:

Common violations that may lead to SEC investigations include:

Misrepresentation or omission of important information about securities

Manipulating the market prices of securities

Stealing customers' funds or securities

Violating broker-dealers' responsibility to treat customers fairly

Insider trading (violating a trust relationship by trading on material, non-public information about a security)

Selling unregistered securities.

Koos may think he's immune or untouchable because of the paperwork he files and all the confidentiality forms everyone signs, preventing leaks of his plans, but while he may feel all the papers are legal, the patterns of his past not changing and the previous outlines of projected trials, PRs about progress, then silence when material events took place without informing investors for long periods of time coupled with all the shares being issued to insiders to the detriment of shareholders can build a lengthy and substantial case file. And, the other thing, he may feel confident in who he knows doing what he's done, but what he doesn't realize, is that some of his shareholders might also have connections with agencies he doesn't realize that could bring an abrupt change to his plans for sailing into the sunset as well.

Time will tell over the next couple months where this is really going.