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Re: DJ Ponder post# 76845

Thursday, 03/31/2016 11:24:23 AM

Thursday, March 31, 2016 11:24:23 AM

Post# of 109742
All that number means is that someone may have filed a complaint online, assuming the number is valid. It's a "receipt". It doesn't mean that FINRA is doing anything. Also it's been almost 2 months since the date. Had the "evidence" presented been acted upon I would think something would have happened by now if there were to be enforcement of any sort. Anyone suggesting that an investigation or inquiry is or isn't being conducted is simply guessing. The same holds true for any public company.
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